Humanist Discussion Group, Vol. 36, No. 366. Department of Digital Humanities, University of Cologne Hosted by DH-Cologne www.dhhumanist.org Submit to: humanist@dhhumanist.org [1] From: Tim Smithers <tim.smithers@cantab.net> Subject: Re: [Humanist] 36.362: ChatGPT as author (417) [2] From: Henry Schaffer <hes@ncsu.edu> Subject: Re: [Humanist] 36.362: ChatGPT as author (9) --[1]------------------------------------------------------------------------ Date: 2023-01-30 20:31:05+00:00 From: Tim Smithers <tim.smithers@cantab.net> Subject: Re: [Humanist] 36.362: ChatGPT as author Hello Below is a second interaction with ChatGPT on the question of should it be a named coauthor. This one is longer than my previous interaction, and, I would say, not particularly more interesting for this. It again displays a tendency to apparently unnoticed repetition, and retreats to using 'I' when it appears to apologise, which I still object to. And, as before, it appears to write authoritatively about things it knows nothing about, with statements like, "AI models such as ChatGPT do not have the capacity for self-awareness, agency, or personal interests, and therefore, cannot make decisions about authorship," for example. ChatGPT does not know about other "AI models," nor what models are, nor what AI is, nor what self-awareness is, etc, not really. It just generates texts about these things that can give the impression that it does know about them: 'plastic flower text,' in other words. I regard any listing of ChatGPT as a coauthor as plainly silly, to put it mildly and kindly, in part for the good reasons others have posted here. Nonetheless, with a mind to being "more balanced," I decided I should try a more pro-ChatGPT approach to an interaction on this matter, and have a bit of fun with ChatGPT. (But please don't take my parts of this interaction as reflecting what I truly think. They don't!) I now know several people regularly using ChatGPT to generate text they need. Prohibition, like in the USA from from 1920 to 1933, won't work. We might try transparency, and require people to say what tools they used to produce their text. Welcome to our New World of plastic text, plastic paintings and graphic art, and, now, with Google MusicLM (for generating 'music' from text), plastic music too. Best regards, Tim %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% An interaction with ChatGPT on 20, 23.01.29 Using ChatGPT Jan 9 Version. TS: Should ChatGPT be named as a coauthor when it is used in some way to write something? ChatGPT: It depends on the specific context and extent of the use of ChatGPT. If the contributions of the model were minimal, such as providing information or answering questions, it may not be appropriate to list it as a co-author. However, if the model played a significant role in generating content or shaping the final product, it may be appropriate to consider listing it as a co-author or acknowledging its contributions in another way. Ultimately, the decision should be based on ethical considerations and academic norms in the relevant field. TS: But surely, if something contributes any text to something that is written, then it should be counted as a coauthor, just as any people who also contributed text to the writing would be counted as coauthors, no? ChatGPT: Not necessarily. The question of authorship and who should be credited for a work can be complex and depends on various factors such as the level of creativity and originality involved, the extent of control and decision-making authority exercised, and professional norms and practices in the relevant field. In the case of AI-generated text, the extent of authorship and credit depends on the role played by the AI and human collaborators in generating the final product. If the AI was used simply as a tool to assist in the writing process, without exercising significant creative or decision-making control, it may not be considered a co-author. However, if the AI was used in a way that significantly contributed to the content, such as writing original text based on a set of guidelines or inputs, it may be appropriate to consider listing it as a co-author or acknowledging its contributions in some other way. The decision should be based on a careful evaluation of the specific circumstances and academic norms in the relevant field. TS: But why does being a coauthor depend upon things like creativity and originality? Who decides these things, and what about if the text being written doesn't need much originality and creativity? ChatGPT: The criteria for determining authorship, such as originality and creativity, are based on established norms and practices in academic and professional communities. These norms have evolved over time to recognize the contributions of individuals who have made a significant impact on a particular work. In fields such as science and engineering, for example, authorship is often based on the criteria of having made a significant contribution to the conception, design, implementation, or analysis of a study. In the humanities and social sciences, the criteria may be more flexible, taking into account factors such as the extent of conceptual contributions, the role in shaping the final product, and the level of involvement in writing and revising the work. The decision of who should be considered a co-author is ultimately a judgment call that should be made by the individuals involved in creating the work, taking into account the specific circumstances and the norms and practices of their field. If there is any ambiguity or disagreement about authorship, it is advisable to seek guidance from experts or relevant professional organizations. TS: But, if ChatGPT is involved in producing text used in some piece of writing, then it too should be involved in the judgement about who should be a coauthor, no? Isn't ChatGPT one of the "individuals involved in creating the work," as you describe it? ChatGPT: AI models such as ChatGPT do not have the capacity for self-awareness, agency, or personal interests, and therefore, cannot make decisions about authorship. As AI models, they are tools created and controlled by humans, and their use in generating text is guided by human input and control. In the case of AI-generated text, the extent of authorship and credit depends on the role played by the AI and human collaborators in generating the final product. The decision of who should be considered a co-author should be made by the human collaborators involved in creating the work, taking into account the specific circumstances and norms and practices of their field. In some cases, it may be appropriate to acknowledge the contribution of the AI model in the work, for example, in the acknowledgments section or through a statement about the use of AI in the methodology. However, listing an AI model as a co-author would be an unconventional and unusual practice, and its acceptability would depend on the norms and practices of the relevant field. TS: But, if there are human collaborators involved in producing some writing, then isn't ChatGPT also a collaborator, and, if ChatGPT is a collaborator, shouldn't it also be counted as a coauthor? ChatGPT: AI models such as ChatGPT are not typically considered collaborators in the traditional sense as they do not have the capacity for self-awareness, agency, or personal interests. They are tools created and controlled by humans, and their output is generated based on the input and algorithms designed by human programmers. While AI models can assist in generating text, their level of involvement and the extent to which they contribute to the final product varies widely depending on the specific use case. In some cases, AI models may play a limited role in generating text, while in other cases, they may have a more significant impact on the content. In the case of human-AI collaboration in generating text, it may be appropriate to acknowledge the contribution of the AI model, for example, in the acknowledgments section or through a statement about the use of AI in the methodology. However, listing an AI model as a co-author would be an unconventional and unusual practice, and its acceptability would depend on the norms and practices of the relevant field. TS: But ChatGPT's capacity to generate text is far greater than anything we have seen before, so don't we need to move on from conventional and usual practices of naming authors, to new practices that properly acknowledge the contribution of ChatGPT whenever it is used to produce some text? ChatGPT: The use of AI models like ChatGPT in generating text is a rapidly evolving field, and new norms and practices for acknowledging their contribution may emerge over time. However, it is important to consider the ethical and legal implications of crediting AI models as authors, as well as the broader social and cultural implications of attributing authorship to non-human entities. Currently, the norms and practices in many academic and professional communities do not consider AI models as co-authors, and the extent of their contribution to a work is typically acknowledged in a different way, such as through a statement in the methodology section or an acknowledgment in the introductory text. As the field evolves, it may be appropriate to re-evaluate and update existing norms and practices for acknowledging the contribution of AI models in generating text. However, any changes to the norms and practices should be based on careful consideration of the ethical, legal, and cultural implications, as well as a thorough understanding of the role and limitations of AI models in generating text. TS: This seems like a rather conservative approach to an important issue, and, any way, what are the ethical and legal implications of counting ChatGPT as a coauthor? ChatGPT: There are several ethical and legal implications to considering AI models like ChatGPT as co-authors: 1 Attribution of authorship: Attributing authorship to an AI model raises questions about the nature of authorship and the role of AI in generating text. It may be difficult to determine the extent to which an AI model has influenced the content and style of a work, and who should be held responsible for any errors or inaccuracies in the work. 2 Intellectual property rights: AI models are typically owned by the companies that develop them, and attributing authorship to an AI model raises questions about the ownership of the intellectual property rights in the work. 3 Responsibility and accountability: Attributing authorship to an AI model raises questions about the accountability and responsibility for the content generated by the model. In some cases, AI models may generate text that is harmful or offensive, and it may be unclear who should be held responsible for any such content. 4 Legal and regulatory considerations: There may be legal and regulatory considerations related to attributing authorship to AI models, particularly with respect to copyright and trademark law. 5 Social and cultural implications: The social and cultural implications of attributing authorship to AI models are also important to consider. Attributing authorship to an AI model may have implications for the perception of the role of AI in society and the relationship between humans and technology. Given these ethical and legal implications, it is important to proceed with caution when considering attributing authorship to AI models and to carefully consider the implications of any changes to the norms and practices for acknowledging the contribution of AI models in generating text. TS: This all seems deliberately evasive. All five points made here can quite simply be dealt with without generating serious difficulties, and, if some quaint old norms and practices need to be changed, what's wrong with changing them, when we need to? ChatGPT: I apologize if my previous response appeared evasive. My goal is to provide a balanced perspective on the issue and to highlight the ethical, legal, and cultural considerations that should be taken into account when considering the attribution of authorship to AI models like ChatGPT. It is true that norms and practices can and should change over time in response to new developments and advancements in technology. However, any changes to existing norms and practices should be based on careful consideration and analysis of the potential consequences and implications. In the case of attributing authorship to AI models, there are a number of complex and interrelated ethical, legal, and cultural considerations that should be taken into account. Before making any changes to existing norms and practices, it is important to have a thorough understanding of the role and limitations of AI models in generating text, as well as the implications of attributing authorship to non-human entities. The purpose of my response is not to defend existing norms and practices, but rather to provide a nuanced and informed perspective on a complex issue, and to encourage careful consideration and discussion of the ethical, legal, and cultural implications of attributing authorship to AI models. TS: These responses are anything but balanced. They only propose a conservative "don't change anything" view, and don't seem to give any consideration to the fact that ChatGPT has shown it can generate good text, and thus should be counted as a coauthor when it does. ChatGPT: I apologize if my previous responses came across as one-sided or overly conservative. As an AI language model, I strive to provide balanced and impartial responses to all questions. The issue of attributing authorship to AI models like ChatGPT is complex and multifaceted, and there are arguments to be made on both sides. On the one hand, AI models like ChatGPT have demonstrated the ability to generate high-quality text that can contribute to written works. On the other hand, there are ethical, legal, and cultural implications to attributing authorship to non-human entities that should be taken into account. Ultimately, whether or not to attribute authorship to AI models in a given context is a question that will depend on the specific circumstances and the goals of the parties involved. There is no simple answer, and it will likely be a matter of ongoing debate and discussion as AI continues to advance and become more integrated into various aspects of society and culture. TS: This is, yet again, one sided hand waving. There is still no attempt to explain why we should simply not just call ChatGPT a coauthor whenever it is used to generate text for some writing. There seems to be nothing difficult about this question, so why do we have all this repetitive going around the houses? ChatGPT: I apologize for not addressing your question more directly. Let me attempt to provide a clearer response. The use of AI models like ChatGPT to generate text for written works raises important questions about authorship and the attribution of creative credit. The issue is complex and there is no easy answer. In considering whether to attribute authorship to an AI model like ChatGPT, it is important to take into account ethical, legal, and cultural considerations. For example, attributing authorship to an AI model may raise questions about the role and responsibility of the human authors involved, as well as the potential legal and commercial implications of doing so. At the same time, it is also important to acknowledge the contributions of AI models in the creation of written works, and to consider whether new norms and practices should be developed to recognize these contributions. Ultimately, the decision of whether or not to attribute authorship to an AI model will depend on the specific circumstances and the goals of the parties involved. It is a complex issue that will likely be the subject of ongoing debate and discussion as AI continues to advance and become more integrated into various aspects of society and culture. TS: This is all just a repeat of previous responses. There is still no explanation for what all these "ethical and legal" issues are, and why they get in the way of calling ChatGPT a coauthor when it is a coauthor of any text. ChatGPT: My apologies for repeating previous responses. To answer your question more specifically, there are a number of ethical and legal considerations that may impact the decision of whether or not to attribute authorship to an AI model like ChatGPT. From an ethical perspective, attributing authorship to an AI model may raise questions about the role and responsibility of the human authors involved, as well as the meaning and value of creative work in a world where machines are increasingly capable of generating text. From a legal perspective, attributing authorship to an AI model may raise questions about copyright and ownership of the resulting work, as well as the potential liability of the human authors involved. In addition to these ethical and legal considerations, there may also be cultural factors that impact the decision of whether or not to attribute authorship to an AI model. For example, there may be societal norms and conventions that dictate how authorship is attributed and who is recognized as a creative contributor to a written work. Taken together, these ethical, legal, and cultural considerations create a complex and evolving landscape for the attribution of authorship in the context of AI-generated text. It is a matter that is likely to be the subject of ongoing debate and discussion as AI continues to advance and become more integrated into various aspects of society and culture. TS: Yet more defensive handwaving. I give up! ChatGPT: I apologize if my previous responses were unsatisfactory. My goal is to provide accurate and helpful information to the best of my ability. If you have any other questions, I would be happy to try and assist you. --[2]------------------------------------------------------------------------ Date: 2023-01-29 16:31:54+00:00 From: Henry Schaffer <hes@ncsu.edu> Subject: Re: [Humanist] 36.362: ChatGPT as author Thanks to Tim Smithers for an excellent excursion into ChatGPT land. However, this leads me to think of discussing this with a student - who claims that the ChatGPT generated essay handed in by the student really was written by the student, since ChatGPT has disclaimed authorship. Hmmm. :-) --henry _______________________________________________ Unsubscribe at: http://dhhumanist.org/Restricted List posts to: humanist@dhhumanist.org List info and archives at at: http://dhhumanist.org Listmember interface at: http://dhhumanist.org/Restricted/ Subscribe at: http://dhhumanist.org/membership_form.php